Course Home Page
Welcome to the Course Home Page. Here you can access the course lessons, quizzes, practice exam, and other useful resources to help you prepare for the exam.
Unit 1: Regulatory Environment
Unit 2: Registrant Responsibilities
Unit 3: Suitability
Unit 4: Economic Factors and Financial Markets
Unit 5: Types of Investments
Unit 6: Types of Mutual Funds
Unit 7: Portfolio Management
Unit 8: Mutual Fund Administration
Unit 9: Retirement
Unit 10: Taxation
Unit 11: Making Recommendations
Case Study
Practice Exam
PDF of the Course: Units 1-11
Resources
Glossaries
Course Survey
